Auckland City Fringe

Risk and Compliance Specialist

  • Listed

    April 8, 2026

  • Job Title

    Risk and Compliance Specialist

  • Location

    Auckland City Fringe

  • Job Type

    Permanent

  • Classification

    Accounting & Finance

  • Salary Range

    $90,000 - $120,000 Yearly

Opportunity for a compliance professional with lending or financial services experience to step into a broad, impactful risk role

  • Lending business that values longevity + Wellbeing + A positive team culture
  • Immediate start available + Close to shops + Local cafes + Public transport
  • Progress your career in financial services + Long term opportunities

The Role

This is a hands-on Risk & Compliance role within a fast paced lending environment, focused on ensuring lending operations remain compliant, efficient, and aligned with regulatory obligations. You’ll play a key role in drafting and reviewing lending processes, identifying risk, and strengthening controls across the business.

With a strong focus on responsible lending and regulatory compliance, you’ll work across policies, audits, complaints, and operational reviews to ensure the business continues to meet its obligations under CCCFA, AML/CFT, Privacy Act, and wider financial services legislation.

Working closely with the Risk & Compliance Manager and wider leadership team, you’ll gain exposure across the full lending lifecycle while contributing to both day to day compliance activities and broader improvement projects. This is a Monday to Friday role, 8:30am – 5:00pm in the office (No hybrid offered), offering variety, stability, and genuine career growth opportunities.

What’s in it for you

  • Salary up to $120K depending on experience
  • Competitive bonus + 5% KiwiSaver
  • Annual Christmas events celebrating team success
  • Supportive and collaborative leadership team
  • Long term career progression within lending and financial services
  • Opportunity to build strong exposure across lending compliance, regulation, and operational risk

What you’ll bring

You’ll be someone who enjoys working within a regulated lending environment and understands the importance of balancing compliance with customer outcomes. Ideally, you’ll have:

  • Experience within lending, risk, compliance, banking, or financial services
  • Strong understanding of responsible lending principles and affordability assessment
  • Knowledge of CCCFA, AML/CFT, Privacy Act, FMCA, or FAP requirements
  • Ability to interpret legislation and apply it practically within day to day operations
  • Strong attention to detail with a proactive and solutions focused mindset
  • Confident communication skills and ability to work across multiple stakeholders

What you’ll be doing

  • Review and monitor lending processes to ensure regulatory compliance
  • Support responsible lending practices, affordability assessments, and customer outcome reviews
  • Draft, update and maintain compliance frameworks, policies, and procedures
  • Assist with audits, complaints handling, and regulatory reporting
  • Monitor regulatory changes and implement practical business improvements
  • Conduct branch and operational compliance reviews across the business
  • Support staff training and promote strong compliance awareness internally
  • Identify process gaps, risks, and opportunities for operational improvement

About the Company

Join a nationwide lending organisation with a strong reputation and a genuinely supportive culture. You’ll work alongside experienced professionals who value collaboration, knowledge sharing, and continuous improvement. This is an opportunity to build a long term career within a business that continues to grow and invest in its people.

If this sounds like the right next step for you, apply now or reach out to Bec for a confidential chat today.

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